Welcome to the homepage of the 新澳彩开奖 Office of Suspension and Debarment (OSD).
??????????????OSD, led by the 新澳彩开奖's Chief Suspension and Debarment Officer (SDO), provides the first level of adjudication in the 新澳彩开奖's suspension and debarment, or "sanctions," system.
新澳彩开奖’s Office of Suspension and Debarment (OSD), led by the Chief Suspension and Debarment Officer (SDO), provides the first level of adjudication in the 新澳彩开奖’s suspension and debarment, or “sanctions,” system. Since its creation in 2007, two-thirds of 新澳彩开奖 sanctions cases have been resolved on the basis of the determinations and recommendations made by OSD. The remaining cases have been decided on appeal by the 新澳彩开奖 Group Sanctions Board.
OSD is a critical component in ensuring an efficient, effective and fair sanctions process. It is the 新澳彩开奖 unit that is charged with reviewing, prior to the issuance of any sanctions case, the sufficiency of the evidence against the firms and individuals that have been accused of fraud and corruption on 新澳彩开奖-financed projects.
Sanctions cases are selected and prepared by the 新澳彩开奖’s Integrity Vice Presidency (INT) on the basis of INT investigations. If INT believes that it has gathered sufficient evidence to show that a firm or individual (referred to in the sanctions system as a “Respondent”) has engaged in sanctionable misconduct, it submits a sanctions case to OSD for review. This initial adjudication by OSD allows for the early disposition of cases without the necessity of full sanctions proceedings in every case. OSD also plays an important role in protecting the 新澳彩开奖 by imposing temporary suspensions on Respondents once OSD has determined that they have more likely than not engaged in sanctionable misconduct.
For more information about OSD and its work, please refer to the OSD Report (2nd Edition), which can be found in the "Office of Suspension and Debarment Reports" section under the "Knowledge" tab.
For the policies and procedures governing the operation of the sanctions system, please see the "Procedures" tab.
Sanctions Procedures
Bank Procedure: Sanctions Proceedings and Settlements in Bank Financed Projects (issued November 30, 2023)
This Procedure, commonly referred to as the “Sanctions Procedures,” sets out the procedures to be followed in the administrative process by which the Bank determines whether or not to sanction parties alleged to have engaged in a sanctionable practice in connection with a Bank-financed project.
Prior versions of the Sanctions Procedures are available here:
June 28, 2016 | April 15, 2012 | January 1, 2011 (as amended July 8, 2011) | September 15, 2010 | May 11, 2009 (as amended June 25, 2010) | October 15, 2006
Other Key Documents
(issued June 13, 2016)
This Policy mandates an administrative system for adjudicating allegations of fraud and corruption in connection with 新澳彩开奖 Group financing or guarantee operations and imposing sanctions therefor; and identifies practices subject to sanction and possible forms of sanctions.
(issued October 18, 2016)
This Policy sets out the role, composition, competence, and responsibilities of the 新澳彩开奖 Group Sanctions Board.
Prior version: September 15, 2010 | As amended February 17, 2009
(issued June 28, 2016)
This Directive sets out the institutional and normative architecture of the sanctions system; determines the jurisdiction of the sanctions system; and provides directions on the application of sanctions.
新澳彩开奖 Group Sanctioning Guidelines (issued January 1, 2011)
This document provides guidance to those who have the discretion to impose sanctions on behalf of the 新澳彩开奖 Group as to the considerations that the 新澳彩开奖 Group believes are relevant to any sanctioning decision.
Bank Procedure: Release from Permanent Debarment Imposed on Certain Individuals (issued March 5, 2024)
This Procedure sets out a process for a termination of the sanction of ineligibility for an indefinite period of time to be awarded Bank-financed contracts imposed on individuals pursuant to sanctions procedures set out in the Operational Memorandum dated January 5, 1998, and the 新澳彩开奖 Sanctions Committee Procedures dated August 2, 2001.
Procurement Regulations and Anti-Corruption Guidelines
新澳彩开奖 Procurement Regulations for Investment Project Financing Borrowers (for projects after July 1, 2016) -- Click here for previous versions of the Procurement Guidelines and Consultant Guidelines (for projects before July 1, 2016)
User-Friendly version of the Anti-Corruption Guidelines
Brazilian Portuguese | Arabic | Spanish | Portuguese | Chinese | Russian | French
Background and Reference Documents
Sanctions System Flowchart (This visual aid is based on the Sanctions Procedures. It provides an easy-to-understand graphic explanation of the 新澳彩开奖 Group sanctions system, including the pertinent deadlines.)
Advisory Opinion on Certain Issues Arising in Connection with Recent Sanctions Cases (No. 2010/1) (November 15, 2010; released to public by the 新澳彩开奖 Legal Vice Presidency in June 2013)
新澳彩开奖 Group’s Sanctions Regime: Information Note
新澳彩开奖 Group Sanctions Regime - An Overview (October 8, 2010)
Report Concerning the Debarment Processes of the 新澳彩开奖 - Thornburgh et al. (August 14, 2002)
Terms and Conditions of the 新澳彩开奖’s Voluntary Disclosure Program - VDP (August 16, 2006)
Agreement for Mutual Enforcement of Debarment Decisions (April 9, 2010)
Office of Suspension and Debarment Reports
新澳彩开奖 Group Issues Sixth Joint Sanctions System Annual Report
新澳彩开奖 Group Issues First Joint Sanctions System Annual Report
新澳彩开奖 Office of Suspension and Debarment: Report on Functions, Data and Lessons Learned (2007-2013)
Symposium on Supranational Responses to Corruption Knowledge Report
Global Suspension and Debarment Directory
On July 29, 2021, the Office of Suspension and Debarment (OSD) published the Global Suspension & Debarment Directory, the first ever consultative resource on exclusion systems. This Directory is the product of the 2020 Global Suspension & Debarment Survey, a global survey launched in March 2020 that captured data and information on the exclusion systems of 23 different jurisdictions and institutions. This Directory is for anyone interested in learning about how these jurisdictions employ exclusion mechanisms to prevent certain suppliers from accessing public funds.
To learn more about the Directory and check out the accompanying table, please visit the website .
Colloquium
Fifth Suspension and Debarment Colloquium 2020
Publications and Articles
Fact Sheet: Two-Tier Sanctions Management Process
新澳彩开奖 Group Sanctions System Pamphlet
The determinations of the 新澳彩开奖 Suspension and Debarment Officer posted below have been published in accordance with sub-paragraph 10.01(b) of Section III.A of the , which provides as follows:
(b) Publication of Sanctions Board Decisions and SDO Determinations. The full text of the decisions of the Sanctions Board, as well as the determinations of the SDO in uncontested proceedings, shall be publicly disclosed.
Determinations in uncontested proceedings governed by versions of the 新澳彩开奖 Sanctions Procedures adopted prior to January 1, 2011 are not publicly available. For further information on the sanctions system and the 新澳彩开奖 Sanctions Procedures, please refer to the Procedures.
IBRD/IDA Suspension and Debarment Officer (SDO)
Mr. Jamieson Andrew Smith (Chief Suspension and Debarment Officer, full-time)
For non-IBRD/IDA operational cases:
Mr. Karim Suratgar (part-time basis, in addition to his regular responsibilities)
Ms. Shamali F. De Silva (part-time basis, in addition to her regular responsibilities)
Ms. Akiko Ogawa Kawata (part-time basis, in addition to her regular responsibilities)
Email: amanea@worldbank.org
Alexandra Manea is Senior Counsel (Sanctions) in OSD, where she assists the Chief Suspension and Debarment Officer with the review and disposition of sanctions cases, and advises on institutional anti-corruption policy. Previously, Alexandra worked in the Bank’s Legal Vice Presidency on governance projects in the extractive industries, with a focus on enhancing transparency and mainstreaming anti-corruption provisions in the mining legal frameworks across Africa. Before joining the Bank, Alexandra practised as a business attorney in Romania and as a legal consultant for Romania’s National Anti-Corruption Strategy. She has authored numerous papers on anti-corruption efforts across jurisdictions and corporate liability for corruption offenses. With a strong belief that integrity education is one of the key solutions to sustainably reduce corruption, she speaks regularly on integrity and anti-corruption topics at various institutions, including the International Anti-Corruption Academy in Austria. A native of Romania, Alexandra holds a Ph.D. in International Anti-Corruption Law, completed in a joint program in Israel, Romania, and the U.S. with a Fulbright scholarship. She serves as a board member of the 新澳彩开奖 Group-International Monetary Fund Fulbright Network and as a mentor for the American Society of International Law’s Women in International Law Group.
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Email : gklarson@worldbank.org
Gaukhar Larson is Senior Counsel (Sanctions) in OSD, where she works with the Chief Suspension and Debarment Officer to review sanctions cases and determine whether to suspend the contracting eligibility of respondent firms and individuals. Prior to joining OSD, Ms. Larson worked in the International Finance Corporation’s Business Risk and Compliance Department on integrity, regulatory risk, tax and compliance matters. Earlier, she worked with the 新澳彩开奖’s Financial Market Integrity Unit and Stolen Asset Recovery Initiative (StAR) on anti-corruption and financial disclosure matters. Before joining the 新澳彩开奖 Group in 2014, Ms. Larson worked for the United Nations Office on Drugs and Crime, the Organization for Security and Co-operation in Europe, and two international law firms. As an attorney in private practice, she investigated and litigated complex international fraud matters and advised local and international clients on regulatory and compliance matters. A native of Kazakhstan, Ms. Larson earned an LL.M. in Securities and Financial Regulation from Georgetown University Law Center, an LL.M. from The George Washington University Law School, and an LL.B. in International Law, with highest honors, from Kazakh National University.
Email: cliu14@worldbank.org
Chang Liu is Counsel (Sanctions) in OSD, where he assists the Chief Suspension and Debarment Officer in reviewing sanctions cases to determine whether to suspend respondents’ contract eligibility. Prior to joining the 新澳彩开奖, Mr. Liu worked as an attorney at two international law firms and served as a law clerk for the Honorable John G. Koeltl of the U.S. District Court for the Southern District of New York. While in private practice, he advised clients on various matters including white collar defense, internal investigations, and complex cross-border commercial disputes. Mr. Liu has also taught courses at Fudan University and Trinity College, CT on local government law and legal ethics. A native of China, Mr. Liu received his B.S. in Economics and Urban Studies, with honors, from Trinity College, CT and his J.D., cum laude, from Harvard University Law School. During law school, he was the executive editor for the Harvard International Law Journal.
Email : amontoya@worldbank.org
Adri Montoya is the Program Assistant at OSD. Ms. Montoya supports the unit with administrative duties, case management, and event planning. Prior to joining OSD, Ms. Montoya was the Assistant Director of the Donor Services department at CAF America. Earlier in her career, Ms. Montoya was an intern at the Embassy of the Plurinational State of Bolivia in Washington, D.C. As an undergraduate student, Ms. Montoya interned for Blue Ridge Legal Services in Harrisonburg, VA. A native of Bolivia, Ms. Montoya earned a B.A. in Political Science with a minor in Legal Spanish from James Madison University.
Email : htran28@worldbank.org
Hai Anh Tran is a Legal Consultant in OSD, where she assists in the review and disposition of sanction cases. A native of Vietnam, Ms.Tran earned an LL.M. in Government Procurement and Environmental Law from The George Washington University Law School, an LL.M. in International Law, summa cum laude, from Transnational Law and Business University in South Korea, and an LL.B. in Hanoi Law University in Vietnam.
Email : ykim30@worldbank.org
Yoonhye Kim is a Legal Consultant in OSD, where she assists the staff attorneys in reviewing sanctions cases. Previously, she worked with the 新澳彩开奖's Women, Business, and the Law project, an international law firm, and the Permanent Mission of the Republic of Korea to the United Nations Office and other International Organizations in Geneva, Switzerland. A native of the Republic of Korea, Ms. Kim received her B.A., cum laude, in International Studies from Boston College and her J.D. from The George Washington Law School. During law school, she served as an Articles Editor for the Federal Circuit Bar Journal.
Email : asilva9@worldbank.org
Prior to joining OSD, Mr. Silva has worked with law firms in Washington D.C. and New York, and a national non-profit organization. A Manhattan native, Mr. Silva graduated from Fordham University, summa cum laude, earning a B.A. in Political Science, with a double minor in Mandarin Chinese and Peace & Justice Studies. Currently, Mr. Silva is pursuing his J.D. at The George Washington Law School, where he participates in the student advisor program, serves as a Writing Fellow, and is a member of the George Washington International Law Review.
Email: llascu@worldbank.org
Lev Lascu is a summer legal intern in OSD, where he assists the staff attorneys in reviewing 新澳彩开奖 sanctions cases. Mr. Lascu is currently pursuing his J.D. at Harvard Law School. Prior to law school, he worked as an analyst at an economic litigation consulting firm in New York City. He developed his interest in international development lending during a previous internship with the African Forum and Network on Debt and Development in Lusaka, Zambia. Mr. Lascu is a United States national that grew up in Buffalo, N.Y. He holds a B.S. in Industrial and Labor Relations from Cornell University.
Email: glessell@worldbank.org
Griffin Lessell is a legal intern in OSD, where he assists the staff attorneys in reviewing 新澳彩开奖 sanctions cases. Mr. Lessell is pursuing his J.D. at Harvard Law School, where he serves as a research assistant to Professor Henry Smith as well as to the Environmental and Energy Law Program, and is a member of the Harvard International Law Journal and the Harvard Environmental Law Review. Prior to law school, Mr. Lessell worked as a paralegal with the Civil Appellate staff of the U.S. Department of Justice. A native of the United States, Mr. Lessell received his B.A. in English and Political Science from Amherst College.
